Victoria Irene Bach

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America Inc
  Fairport, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Fairport, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Victor, NY

Previous Registrations

• 2016-09-29 → 2024-06-14
  Securities America Advisors, Inc.
  Victor, NY
• 2004-07-20 → 2016-12-31
  Wall Street Financial Group, Inc.
  Victor, NY
  Fairport, NY
  Fairport, NY

Other Businesses

1. FINRA ARBITRATOR POSITION: INDUSTRY ARBITRATOR NATURE: FINRA INDUSTRY ARBITRATOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2007 ADDRESS: 6939 PROXIMITY LN, VICTOR NY 14564 DESCRIPTION: I SIT AS AN INDUSTRY PANELIST ON FINRA ARBITRATION CASES ONCE IN A WHILE WHEN I AM CHOSEN. I DON'T RECALL THE EXACT DATE BELOW BUT IT HAS BEEN SEVERAL YEARS. 2. NOTARY PUBLIC POSITION: I am a notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2020 ADDRESS: 580 Fishers Station Drive, Victor NY 14564 DESCRIPTION: I do a few notary signatures a year for the EFA staff if they need them for something. I might do an occasional client if needed. I do approx. 3 - 5 a year. 3. FLOWER CITY DANC POSITION: Co-Owner/Instructor NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2024 ADDRESS: 71 Perinton Parkway, Fairport NY 14450, United States DESCRIPTION: Contribute capital to start up the business. Some administrative duties like accounting, HR, etc. Also, teaching a few classes during the week night or on Saturdays. 4. EVOLUTION FINANCIAL ADVISORS, INC. POSITION: Acting Principal NATURE: S Corporation needed to be Super OSJ with Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2016 ADDRESS: 1173 Pittsford Road, Suite 220, Pittsford NY 14534, United States DESCRIPTION: This is an OSJ of Osaic and am disclosing that I am an employee of this company. Other information is disclosed under OBA as a shareholder/owner of Evolution Financial Advisors. 5. NEW YORK INSURANCE LICENSE POSITION: FLS delegate NATURE: I have my NYS insurance license for my job as an FLS delegate of the OSJ branch, and partial owner of the firm. I do not sell insurance, and do not have any clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/11/1999 ADDRESS: 580 Fishers Station Drive, Victor NY 14564, United States DESCRIPTION: I have my NYS insurance license as part of my job as an FLS delegate of the OSJ for EFA, affiliated with Osaic. I do not sell insurance, and do not have any clients. 6. EVOLUTION FINANCIAL ADVISORS POSITION: OWNER NATURE: EVOLUTION FINANCIAL ADVISORS - AN S CORPORATION IN ORDER TO BE A SUPER OSJ OF OSAIC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 07/25/2016 ADDRESS: 1173 Pittsford Victor Road, Suite 200, Pittsford NY 14534, United States DESCRIPTION: I AM 46% OWNER OF THIS S CORPORATION FOR PURPOSES OF OPERATING A SUPER OSJ UNDERNEATH OSAIC. DATE BELOW IS WHEN WE SIGNED ALL THE LEGAL AND TAX DOCUMENTS. 7. APEX BRIDGE ADVISORS, LLC POSITION: co-owner NATURE: This is an LLC entity that is solely owned by Evolution Financial Advisors, Inc. The purpose is to purchase books of business from our financial advisors if they don't have any other options. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/04/2026 ADDRESS: 1173 Pittsford Victor Road, Suite 220, Pittsford NY 14534, United States DESCRIPTION: The duties would be to assign client accounts to an advisor to service if/when we are in a position to buy a book from an advisor that doesn't have another option or plan.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-29
• S63 Uniform Securities Agent State Law Examination
  1995-09-11

Other Names

• Victoria Irene Bach
• Vikkie Bache
• Vikkie Bach
• Victoria Irene Bachfink