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Brian J Dillman

Raymond James & Associates, Inc.

St. Petersburg, FL

Saint Joseph, MI

Raymond James Financial Services Advisors, Inc

Saint Joseph, MI

Saint Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-08-22
  • MI RA
    APPROVED
    Since 2022-08-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Saint Joseph, MI • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-08-22
  • MI RA
    APPROVED
    Since 2022-08-22

Branch Locations

Saint Joseph, MI • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Saint Joseph MI 09/2013 Present
Raymond James Financial Services Saint Joseph MI 09/2018 Present
Raymond James Financial Services Advisors Saint Joseph MI 09/2018 Present
  • 09/2013 → Present
    Raymond James & Associates Inc
    Saint Joseph, MI
  • 09/2018 → Present
    Raymond James Financial Services
    Saint Joseph, MI
  • 09/2018 → Present
    Raymond James Financial Services Advisors
    Saint Joseph, MI
Previous Registrations
  • 2009-10-26 → 2013-09-06
    Wells Fargo Clearing Services, Llc
    Merrillville, IN
    Elkhart, IN
  • 2008-05-06 → 2009-10-20
    Concourse Financial Group Securities, Inc.
    Goshen, IN
  • 2007-08-08 → 2008-04-07
    Nrp Financial, Inc.
    Bryan, OH
  • 2001-05-15 → 2007-05-07
    Wells Fargo Investments, Llc
    Decatur, IN
    Decatur, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-23
S63 Uniform Securities Agent State Law Examination 1995-11-10
  • S65 Uniform Investment Adviser Law Examination
    1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1995-11-10
Other Names
  • Brian J Dillman
  • Brian Dillman

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
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