James Thomas Drewes

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → 07/2018
  Legend Equities Corporation
  Tampa, FL
• 01/2017 → 07/2018
  Lincoln Investment
  St. Petersburg, FL
• 07/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2002-08-06 → 2018-11-12
  Legend Advisory, Llc
  Tampa, FL
  Palm Beach Gardens, FL
  St Petersburg, FL

Other Businesses

GLOBAL FINANCIAL ASSOCIATES,Is Investment Related,,DBA/Financial Services/Insurance,Agent/Reg Rep,2018-07-31,160 hours per month,160 hours per month during trading hours,Commission Compensation,INSURANCE SALES/DBA. Financial Services PRECISION GUN RANGE POSITION: Ancillary accounting NATURE: Public gun range and personal self defense educational center. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 2278 Wood Dr, Spencer IN 47460, United States DESCRIPTION: Marketing advice, brain storming and and occasional monthly revenue vs cost analysis on a secondary basis. Just checking their numbers.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-25
• S63 Uniform Securities Agent State Law Examination
  1996-01-19

Other Names

• Jim Drewes