Dean James Hessler

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2016
  Tmfs Advisors, Llc
  Madison, WI
• 11/2016 → Present
  Financial Engines Advisors L.L.C.
  Madision, WI

Previous Registrations

• 2016-07-01 → 2016-12-01
  Financial Engines Advisor Center, Llc
  Madison, WI
  Overland Park, KS
• 2009-07-13 → 2016-07-07
  The Mutual Fund Store
  Madison, WI
• 2013-06-25 → 2016-02-25
  The Mutual Fund Store
  West Des Moines, IA
• 2012-03-28 → 2012-12-20
  The Mutual Fund Store
  West Des Moines, IA
• 2009-03-02 → 2009-05-05
  Amcore Investment Services, Inc
  Baraboo, WI
  Portage, WI
  Madison, WI
  Sauk City, WI
  Madison, WI
  Lodi, WI
  Madison, WI
  Baraboo, WI

Other Businesses

1) FUS Foundation Board; INVESTMENT RELATED: No; ADDRESS: 900 University Bay Drive, Madison, WI 53705; NATURE: Committee of church members that manage Foundation money for use by authorized groups within the church structure and overview.; POSITION: Treasurer; START DATE: 07/01/2022; NUMBER OF HOURS/MONTH: 02 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Overview and report to the Foundation board financial activity throughout the year.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-29
• S63 Uniform Securities Agent State Law Examination
  2001-05-24

Designations

• Certified Financial Planner