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Mark Albert Macumber

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Austin, TX

Austin, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-07
  • TX RA
    APPROVED
    Since 2023-02-07

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 09/2017
Lpl Financial Llc Austin TX 12/2017 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2023 Present
Previous Registrations
  • 2017-12-08 → 2023-02-09
    Lpl Financial Llc
    Austin, TX
    San Diego, CA
    Austin, TX
    Fort Mill, SC
    San Diego, CA
    Boston, MA
  • 2016-04-20 → 2017-09-14
    Kestra Advisory Services, Llc
    Austin, TX
  • 2013-08-29 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
  • 2002-08-27 → 2013-07-23
    Cetera Advisors Llc
    Greenwood Village, CO
    Denver, CO
    Greenwood Village, CO
  • 2012-11-16 → 2013-07-23
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2012-11-16 → 2013-07-23
    Cetera Investment Services Llc
    El Segundo, CA
  • 2012-10-18 → 2013-07-23
    Cetera Investment Advisers Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1995-12-14
  • S66 Uniform Combined State Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1995-12-14
Other Names
  • Mark A Macumber

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
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KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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