Michael Raymond Buco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-09-10
TX	RA	APPROVED_RES	2019-02-22
RI	RA	APPROVED	2016-11-21

CA RA
APPROVED

Since 2019-09-10
TX RA
APPROVED_RES

Since 2019-02-22
RI RA
APPROVED

Since 2016-11-21

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrlll Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2014	Present
Bank Of America, N.A.	Lincoln	RI	01/2015	Present

12/2014 → Present

Merrlll Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
01/2015 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*503197, Entity Type: Entity For Profit, Name of OBA: Rental Property, Address: Providence, Rhode Island 02909, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 09/01/2019, No Hours: 3, No Hours during trading: 0, Duties: Owner of Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-18
S65	Uniform Investment Adviser Law Examination	1995-10-23
S63	Uniform Securities Agent State Law Examination	1995-10-11

S66 Uniform Combined State Law Examination

2016-11-18
S65 Uniform Investment Adviser Law Examination

1995-10-23
S63 Uniform Securities Agent State Law Examination

1995-10-11

View on SEC IAPD