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Stephanie Ashley

Morgan Stanley

Morristown, NJ

Maywood, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-02
TX RA APPROVED_RES 2020-05-05
NJ RA APPROVED 2017-10-10
  • NY RA
    APPROVED
    Since 2021-12-02
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • NJ RA
    APPROVED
    Since 2017-10-10

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Maywood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Morristown NJ 07/2016 07/2017
Morgan Stanley Morristown NJ 08/2017 Present
  • 07/2016 → 07/2017
    Unemployed
    Morristown, NJ
  • 08/2017 → Present
    Morgan Stanley
    Morristown, NJ
Previous Registrations
  • 2009-06-01 → 2016-06-24
    Morgan Stanley
    Morristown, NJ
  • 2008-07-01 → 2009-06-01
    Morgan Stanley & Co. Llc
    Morristown, NJ
  • 2007-04-12 → 2007-12-13
    Citigroup Global Markets Inc.
    New York, NY
    Little Falls, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-02
S63 Uniform Securities Agent State Law Examination 2002-10-03
  • S66 Uniform Combined State Law Examination
    2007-04-02
  • S63 Uniform Securities Agent State Law Examination
    2002-10-03
Other Names
  • Stephanie Anne Galiani
  • Stephanie A Ashley
  • Stephanie An Ashley

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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