Timothy Frederick King

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 07/2015 → Present
  Bank Of America, N.A.
  Boston, MA

Previous Registrations

• 2012-06-11 → 2015-06-25
  Barclays Capital Inc.
  Boston, MA
• 2008-11-07 → 2012-05-15
  J.P. Morgan Securities Llc
  Boston, MA
  Boston, MA
• 2002-10-24 → 2008-11-19
  J.P. Morgan Investment Management Inc.
  New York, NY
  New York, NY
• 2002-11-04 → 2003-09-09
  Robert Fleming Inc.
  New York, NY

Other Businesses

I*: 1152339 Entity Type: Business or Industry Organization Name of OBA: Boston Estate Planning Council Address: Westford, MA 01886 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 07/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Networking and educational organization of estate planning professional and related industries. Participation at Board meeting's. Provide feedback on our vision and mission.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-17
• S63 Uniform Securities Agent State Law Examination
  1995-09-01

Other Names

• Timothy King