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275 Sacramento Street 8Th Floor, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-02-13 |
| NY | RA | APPROVED | 2023-04-03 |
Branch Locations
275 Sacramento Street 8Th Floor, San Francisco, CA 94111 • United States
370 Harbour Drive, 2Nd Floor Palmas Del Mar, Humacao, PR 00791 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2007 | 09/2020 |
| Fort Point Capital Partners Llc | San Francisco | CA | 03/2023 | Present |
| Mcg Securities Llc | Wayne | PA | 12/2020 | 01/2024 |
| Structured Products Consulting Group Llc | Saratoga Springs | NY | 09/2020 | Present |
| Bluestone Capital Management | Wayne | PA | 09/2020 | 02/2024 |
| Uhlmann Price Securities, Llc | Skokie | IL | 02/2024 | Present |
In September 2020, I founded Structured Products Consulting Group, LLC, ("SPCG") which is a consulting firm specializing in providing advice to the HNW derivatives and retail structured products community. SPCG is located at 93 Nelson Ave., Saratoga Springs, NY 12866, Phone: (914) 523-1122, Email: emiller@spcg-llc.com. As of March 1, 2023, I became a managing director at Fort Point Capital Partners, LLC ("FPCP") as an independent contractor where I provide referrals to various product lines included in both their Wealth Advisory and Asset Management practices. FPCP is located at 275 Sacramento Ave., San Francisco, CA 94111, Phone: (914) 523-1122, Email: em@fortpointcap.com. I work part-time at SPCG and full-time at Fort Point Capital Partners through my broker-dealer, Uhlmann Price Securities, LLC, which is fully aware of my business activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-23 |
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