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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-07-30
TX RA APPROVED_RES 2013-11-13
  • PA RA
    APPROVED
    Since 2014-07-30
  • TX RA
    APPROVED_RES
    Since 2013-11-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

300 Conshohocken State Road Suite 400, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Philadelphia PA 11/2013 Present
Previous Registrations
Other Businesses

(1) College Possible Address: philadelphia, PA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 02/03/2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 1 Description of duties: Along with the other Directors on the board, we provide strategic guidance to the organization to help them to expand the number of kids that they assist with college admission and tutoring.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-08
S63 Uniform Securities Agent State Law Examination 1995-10-25
  • S65 Uniform Investment Adviser Law Examination
    1995-11-08
  • S63 Uniform Securities Agent State Law Examination
    1995-10-25
Other Names
  • Mark Anthony Barrett
  • Tony Barrett
  • Mark A Barrett
  • Markanthony Barrett

View on SEC IAPD

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