Rustomji Feroz Dubash

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Diversified
  Elkhart, IN
• 12/2012 → Present
  Diversified Investors Securities Corp.
  Elkhart, IN

Previous Registrations

• 2008-03-03 → 2012-10-04
  Valic Financial Advisors, Inc.
  Carmel, IN
• 2007-02-20 → 2008-02-28
  Natcity Investments, Inc.
  Mishawaka, IN
  Elkhart, IN
  Mishawaka, IN
• 2006-04-07 → 2006-08-11
  Td Ameritrade, Inc.
  Orange Village, OH
• 2006-05-18 → 2006-08-11
  Td Ameritrade Investment Management, Llc
  Woodmere, OH
• 2004-12-16 → 2005-02-22
  Banc One Securities Corporation
  Hazel Crest, IL
• 2000-10-19 → 2003-10-22
  Charles Schwab & Co., Inc.
  Southbend, IL

Exams

• S66 Uniform Combined State Law Examination
  2000-08-31
• S63 Uniform Securities Agent State Law Examination
  1995-09-29

Other Names

• Rustom Feroz Dubash
• Rus Feroz Dubash
• Rustom F. Dubash