Peter Anthony Piccinini

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-02-24
NJ	RA	APPROVED	2019-06-06

NY RA
APPROVED

Since 2025-02-24
NJ RA
APPROVED

Since 2019-06-06

Branch Locations

Oceanport, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Princeton	NJ	12/2007	10/2017
Lpl Financial Llc	Hamilton	NJ	10/2017	Present

12/2007 → 10/2017

Stifel, Nicolaus & Company, Incorporated

Princeton, NJ
10/2017 → Present

Lpl Financial Llc

Hamilton, NJ

Previous Registrations

2013-07-02 → 2017-11-02

Stifel, Nicolaus & Company, Incorporated

Princeton, NJ

Yardley, PA

Other Businesses

1. 11/13/2018 - None - DBA: HighPoint Planning Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:11/09/2018 - 160 Hours Per Month/8 Hours During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-29
S63	Uniform Securities Agent State Law Examination	1995-12-04

S65 Uniform Investment Adviser Law Examination

2013-06-29
S63 Uniform Securities Agent State Law Examination

1995-12-04

View on SEC IAPD