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Kenneth Michael Ford

Private Advisor Group, LLC

Morristown, NJ

Warwick, NY

CRD 2651512

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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-27
  • NY RA
    APPROVED
    Since 2021-05-27

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

28 Railroad Ave Ste 2B, Warwick, NY 10990-1347 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Warwick NJ 09/2003 Present
Private Advisor Group, Llc Warwick NY 07/2011 Present
Previous Registrations
  • 2003-12-09 → 2013-06-14
    Warwick, NY
    Rutherford, NJ
    New York, NY
    Paramus, NJ
    Paramus, NJ
    New York, NY
  • 2004-03-12 → 2006-10-10
    Integra Investment Service, Llc
    Rutherford, NJ
Other Businesses

1. 10/1/2004: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 5/2/2006: Ford Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 3/15/2011: Warwick Valley Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 9/24/2012: Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 90% - (Hybrid) Provide financial planning and asset management for a fee. 5. 9/19/2014: Private Advisor Group - DBA: (Hybrid) Warwick Valley Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/02/2011 - 200 Hours Per Month During Securities Trading. 6. 10/30/2019 - K 12 Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 50 Hours Per Month/3 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-26
S63 Uniform Securities Agent State Law Examination 1995-09-06
  • S65 Uniform Investment Adviser Law Examination
    2003-11-26
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06

View on SEC IAPD

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