Michael Alan Horlick

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-28

TX RA
APPROVED

Since 2023-06-28

Branch Locations

5005 Lbj Freeway, Suite 1313, Dallas, TX 75224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Southern Wealth Management Llp	Dallas	TX	01/2012	05/2023
Southern Wealth Securities, Llc	Dallas	TX	08/2018	06/2024
Capfinancial Partners Llc (Captrust)	Raleigh	NC	05/2023	Present

01/2012 → 05/2023

Southern Wealth Management Llp

Dallas, TX
08/2018 → 06/2024

Southern Wealth Securities, Llc

Dallas, TX
05/2023 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Previous Registrations

2012-01-25 → 2023-10-25

Southern Wealth Management Llp

Dallas, TX
2010-09-08 → 2012-04-18

Four Corners Wealth Management Llc

Carrollton, TX
2002-09-27 → 2003-12-31

Banc Of America Investment Services, Inc.

Dallas, TX

Other Businesses

Bear Partners SA LLP; Not investment related; 1826 N Loop 1604, San Antonio, TX; Holding company; started 5/26/23; 1 hour per month; 1 hour during trading; partner

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-09-14
S66	Uniform Combined State Law Examination	2000-12-28
S65	Uniform Investment Adviser Law Examination	1996-06-11

S63 Uniform Securities Agent State Law Examination

2018-09-14
S66 Uniform Combined State Law Examination

2000-12-28
S65 Uniform Investment Adviser Law Examination

1996-06-11

Designations

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews