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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-24 |
| FL | RA | APPROVED | 2000-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2000 | 05/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | 05/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2026 | Present |
1) NAME OF OTHER BUSINESS: EXECUTOR / TRUSTEE FOR MOTHER; INVESTMENT RELATED: NO; ADDRESS: 4711 W NEPTUNE ST, TAMPA, FL 33629; NATURE OF BUSINESS: ESTATE / TRUST FOR MOTHER; START DATE: 12/2017; POSITION/TITLE/RELATIONSHIP: EXECUTOR / TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: DISTRIBUTE ESTATE ASSETS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-13 |
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