Richard Lewis Zack

Current Employers

Employment History

• 10/2012 → 10/2021
  Wainwright Investment Counsel, Llc
  Boston, MA
• 07/2013 → 10/2021
  Wfs, Llc
  Boston, MA
• 11/2021 → 02/2024
  Lpl Financial Llc
  Fairfield, NJ
• 11/2021 → 03/2022
  Private Advisor Group, Llc
  Fairfield, NJ
• 10/2021 → 02/2024
  Bleakley Financial Group, Llc
  Fairfield, NJ
• 02/2024 → Present
  Mack & Co. Partners, Lp
  New Hope, PA
• 03/2024 → 02/2025
  Weild & Co.
  New Hope, PA
• 06/2024 → Present
  M&Co. Securities Llc
  New Hope, PA

Previous Registrations

• 2022-03-17 → 2024-02-26
  Onepoint Bfg Wealth Partners
  Parsippany, NJ
• 2021-11-16 → 2022-03-25
  Private Advisor Group, Llc
  Blue Bell, PA
  Fairfield, NJ
  Morristown, NJ
• 2013-12-09 → 2021-10-18
  Wainwright Investment Counsel Llc
  Boston, MA
  Atlantic Highlands, NJ
  Naples, FL
  Naples, FL
  Blue Bell, PA

Other Businesses

1) 2/28/2024; Mack & Co. Partners, LP; Investment-Related; New Hope, PA; Investment Advisor; Chief Compliance Officer & General Counsel; 150 hours per month with 100 hours per month during securities trading (business) hours; Duties are to serve as the CCO & General Counsel. 2) M&Co Securities LLC; Investment-Related; New Hope, PA, Broker Dealer; CEO/CCO/FinOp/AML Officer/PFO/POO; 6/2024; 50 hrs/mo; 30 hrs/mo during securities trading hours; Duties are to serve as the CEO/CCO/FinOp/AML Officer. 3) 8/12/2009; FINRA Arbitrator; Investment-Related; New Hope, PA; If assigned to a FINRA Arbitration Matter, up to 40 hours per month during securities trading (business) hours.; Approved to serve in a chairman capacity. 4) 9/2011; RLZ Consulting, LLC; New Hope, PA; Sole Proprietor; professional expert and litigation consultant in the areas of structured products, equity derivatives, hedge funds, suitability and risk management. Investment Related. If engaged, up to 30 hours per month with up to 15 hours per month during securities trading (business) hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-05
• S63 Uniform Securities Agent State Law Examination
  1997-10-16

Other Names

• Richard Lewis Zack
• Richard Zack