Kean O Boucher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-06
CO	RA	APPROVED	2010-06-01

TX RA
APPROVED_RES

Since 2016-09-06
CO RA
APPROVED

Since 2010-06-01

Branch Locations

Castle Rock, CO • United States

6312 S Fiddlers Green Cir Ste 300E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (F/K/A) Linsco Private Ledger	Castle Rock	CO	01/2006	Present

01/2006 → Present

Lpl Financial Llc (F/K/A) Linsco Private Ledger

Castle Rock, CO

Previous Registrations

2000-11-16 → 2006-01-18

Ubs Financial Services Inc.

Galena, IL

Madison, WI

Other Businesses

(1) 03/18/08 - Investment Related - DBA for LPL Business - Boucher Wealth Management Group (2) 09/13/2023 - Investment Related - Reportable Business Location (s) - Real Estate Rental - Start Date: 08/18/2024 - 1 Hour Per Month/0 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-06-30
S63	Uniform Securities Agent State Law Examination	1995-10-18

S66 Uniform Combined State Law Examination

2004-06-30
S63 Uniform Securities Agent State Law Examination

1995-10-18

View on SEC IAPD