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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-21 |
| VA | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employment | Mclean | VA | 01/1981 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. TAX PREPARATION, 1808 OLD MEADOW RD #402, MCLEAN, VA 22102, START 01/01/93, 100% OWNER, $22,000/YR. 2. FIXED INSURANCE SALES 3. NAME OF OTHER BUSINESS: ENCORE MCLEAN CONDOMINIUM ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CONDOMINIUM ASSOCIATION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PREPARE ANNUAL BUDGET AND MONITOR FINANCIAL ACTIVITY OF ASSOCIATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-15 |
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