Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-05-16 |
Branch Locations
50 Washington St. 4Th Floor, Norwalk, CT 06854 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 09/2014 | 05/2017 |
| Bank Of America, N.A. | Miami | FL | 11/2014 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING, SEE EMPLOYMENT FOR START DATE. 2) AMRIDE LLC, 160 BROAD ST, WETHERSFIELD, CT, 01/2022, 1099 CONTRACTOR, DRIVER, NIR, 10 HR/MO, 0 HR/MO TRADING. 3) LYFT, 160 BROAD ST, WETHERSFIELD, CT, 10/2023, 1099 CONTRACTOR, DRIVER, NIR, 65 HR/MO, 0 HR/MO TRADING. 4) ANGELO INSURANCE AGENCY, 35 Woodland Street, New Britain CT 06053, United States, 07/01/2024, Owner, Insurance/Benefits/Human Resources, NIR, 60 HR/MO, 25 HR/MO TRADING. 5) GUIDELIGHT FINANCIAL, 50 Washington St., 4th Floor, Norwalk CT 06854, United States, 04/16/2021, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 2000-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-01 |
Reach out to this advisor