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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-04-13 |
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2016-04-01 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Riverside, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | New York | NY | 03/2016 | 05/2022 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 03/2016 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Stamford | CT | 03/2016 | Present |
| Steward Partners Global Advisory Llc | Stamford | CT | 06/2017 | Present |
| Steward Partners Investment Solutions, Llc | Stamford | CT | 05/2022 | Present |
1. Steward Partners Global Advisory Address: New York, NY Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/26/2017 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 3 Description of duties: Install insurance products listed 2. Name of Business : Steward Partners Investment Advisory LLC Address: 140 E 45th St FL 36,New York, NY Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 03/04/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide Advisory services for clients 3. Name of Business: Member of Greenwich CT Representative Town Meeting Address: 19 Dorchester Lane, Riverside, CT, 06878, United States Activity Type: Political Office Position/Title: Investment Related: No Start Date: 09/07/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 4. Name of Business: The Beiley Group Address: New York, NY, 10017, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/09/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor - 5 - GREENWICH REFORM SYNAGAGUE; RELIGIOUS ORAGANIZATION; COS COBB, CT; BOARD MEMBER; INVESTMENT COMMITTEE; 2022-12; 10 HRS/MO; 0 HRS DURING TRADING; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-14 |
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