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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-06-12
  • OH RA
    APPROVED
    Since 2012-06-12

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

40 South Vernon Street, Sunbury, OH 43074 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 06/2012 Present
Previous Registrations
  • 2005-11-22 → 2012-06-11
    Woodbury Financial Services, Inc.
    Westerville, OH
    Marengo, OH
    Westerville, OH
  • 2001-01-17 → 2005-11-23
    Osaic Fa, Inc.
    Columbus, OH
Other Businesses

Panyik Financial, LLC., OWNER, This is the foundational LLC doing business as Money Concepts Wealth Management & Financial Planning Centre. Investment related, 100% time spent on activity during securities hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-05
  • S63 Uniform Securities Agent State Law Examination
    1996-07-05
Other Names
  • Andy Panyik

View on SEC IAPD

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