Kenneth Warren Roberts

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Morgan Stanley Smith Barney
  Springfield, MO
• 01/2015 → 10/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2021 → Present
  Sanctuary Wealth
  Springfield, MO

Previous Registrations

• 2012-01-19 → 2021-11-15
  Morgan Stanley
  Springfield, MO
• 1998-10-29 → 2012-02-23
  Lpl Financial Llc
  Fair Grove, MO
  Bolivar, MO
  Bolivar, MO
  Springfield, MO
  Springfield, MO

Other Businesses

1) CONVOY OF HOPE POSITION: volunteer board NATURE: To feed the poor people all over the world. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/26/2026 ADDRESS: 1 Convoy Dr, Springfield MO 65802, United States DESCRIPTION: i will assist the CFO in developing a process to review their investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-10
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Other Names

• Kenneth W Roberts