Thomas Michael Phillips

Current Employers

Employment History

• 05/2008 → 05/2021
  First Allied Securities, Inc.
  Franklin, OH
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Franklin, OH
• 11/2020 → 05/2021
  First Allied Advisory Services
  Schaumburg, IL
• 05/2021 → 08/2025
  Lpl Financial, Llc
  Middltown, OH
• 08/2025 → Present
  Kiplinger Wealth Advisors
  Springboro, OH
• 09/2025 → Present
  Private Client Services
  Springboro, OH

Previous Registrations

• 2021-05-10 → 2025-08-22
  Lpl Financial Llc
  Middletown, OH
  San Diego, CA
  Middletown, OH
• 2020-11-12 → 2021-05-10
  Cetera Investment Advisers Llc
  Franklin, OH
• 2007-01-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Franklin, OH
• 2005-06-20 → 2007-01-03
  Ffp Advisory Services Inc
  Franklin, OH
• 2002-01-02 → 2004-12-31
  Sicor Securities Inc
  Springboro, OH

Other Businesses

1) Uber Driver. 165 Village Dr, Springboro, OH 45066. Ride Share. Ride Share Driver. 30 hrs/mo; 10 during trading hrs. Not investment related. 2) Kiplinger Wealth Advisors. 24 Remick Blvd, Springboro, OH 45066. RIA. 30 hrs/mo; 30 during trading hrs. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-16
• S63 Uniform Securities Agent State Law Examination
  1995-10-24
• S65 Uniform Investment Adviser Law Examination
  1995-10-24