William Joel Small

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars
HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-11-12

NC RA
APPROVED

Since 2025-11-12

Branch Locations

Kure Beach, NC • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Investacorp Inc	Miami	FL	04/2014	07/2020
Investacorp Advisory Services	Miami	FL	04/2014	07/2020
Securities America, Inc.	Delray Beach	FL	07/2020	03/2023
Securities America Advisors, Inc.	Delray Beach	FL	07/2020	03/2023
J.W. Cole Financial, Inc.	Tampa	FL	03/2023	Present
J.W. Cole Advisors, Inc.	Tampa	FL	03/2023	Present

04/2014 → 07/2020

Investacorp Inc

Miami, FL
04/2014 → 07/2020

Investacorp Advisory Services

Miami, FL
07/2020 → 03/2023

Securities America, Inc.

Delray Beach, FL
07/2020 → 03/2023

Securities America Advisors, Inc.

Delray Beach, FL
03/2023 → Present

J.W. Cole Financial, Inc.

Tampa, FL
03/2023 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Previous Registrations

2020-07-17 → 2023-03-07

Securities America Advisors, Inc.

Palm Beach, FL

Lake Worth Beach, FL

Delray Beach, FL
2014-04-22 → 2020-07-17

Investacorp Advisory Services Inc

Hazleton, PA

South Palm Beach, FL

Wellington, FL

Palm Beach, FL
2010-04-05 → 2014-04-16

Summit Financial Group Inc

Hazelton, PA
2006-05-01 → 2010-04-07

Lpl Financial Llc

West Hazelton, PA

West Hazleton, PA
2005-01-28 → 2006-04-26

Ameriprise Advisor Services, Inc.

Radnor, PA

Conshohocken, PA
2004-07-13 → 2005-01-28

M&T Securities, Inc.

Cheektowaga, NY
2002-09-09 → 2003-10-31

Quick & Reilly, Inc.

Bethlehem, PA

Other Businesses

(1) Holistic Wealth Planning; DBA; 2005 Surfrider Ct, Unit 2005, Kure Beach, NC 28449; Investment Related; Owner; Securities and Insurance Sales; Start 2007; 50 hr/mo, 20 hr/mo during trading. (2) Ebay Baseball Cards Sales; Not investment related. 2005 Surfrider Ct, Unit 2005, Kure Beach, NC 28449; Owner of cards; Start 11/26/2024; 0 hours during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-02
S63	Uniform Securities Agent State Law Examination	1995-10-19

S65 Uniform Investment Adviser Law Examination

2002-07-02
S63 Uniform Securities Agent State Law Examination

1995-10-19

Other Names

Bill Small
William J Small

View on SEC IAPD