Sohail Naji

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 05/2018
  Citigroup Global Markets Inc.
  Walnut Creek, CA
• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 05/2018 → 11/2019
  Citigroup Wealth Management
  San Francisco, CA

Other Businesses

I*1497285For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: concord, California, 94520Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 11/1/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-01-06
• S63 Uniform Securities Agent State Law Examination
  2018-08-31

Other Names

• Sohail Horr
• Sohail Horr