Todd Carlton Thomasy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Boston, MA
• 11/2010 → Present
  Lpl Financial Corporation
  Boston, MA

Previous Registrations

• 2008-02-29 → 2010-11-30
  Nrp Advisors, Inc.
  Glendale, CA
• 2006-01-27 → 2008-10-20
  Nrp Financial, Inc.
  Glendale, CA
  Bryan, OH
• 2005-07-28 → 2006-02-03
  Walnut Street Securities, Inc.
  Glendale, CA

Other Businesses

1. 10/26/2010 - Salazar, Steer, Thomasy & Ulrich Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/26/2010 - Non-Variable Insurance - INV REL - 25% TIME SPENT - The products sold are life, medical, dental, vision and disability insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-14
• S63 Uniform Securities Agent State Law Examination
  1995-10-03

Other Names

• Todd Carlton Thomasy