Gary Thayne Haworth

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-14

MN RA
APPROVED

Since 2018-02-14

Branch Locations

11670 Fountains Dr Ste 200 Office 228, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gary Haworth & Co Ltd	Edina	MN	11/1989	Present
Invest Financial Corp.	Tampa	FL	03/2009	02/2018
Lpl Financial Llc	Coon Rapids	MN	02/2018	Present

11/1989 → Present

Gary Haworth & Co Ltd

Edina, MN
03/2009 → 02/2018

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Coon Rapids, MN

Previous Registrations

2014-01-30 → 2018-02-14

Invest Financial Corporation

Coon Rapids, MN

Other Businesses

1. GARY T. HAWORTH & CO LTD 4570 W. 77TH STE 120 EDINA MN 55435 PRESIDENT NON-INVEST RELATED 11/1989 160 HRS/MTH 128 HRS/MTH DURING TRADING 2.HAWORTH & ASSOC. INC. 1880 LIVINGSTON AVE #201 WEST ST. PAUL MN 55118 OWNER, MGMT FUNCTIONS, NON INVESTMENT-RELATED BUSINESS 0 HRS/MTH DURING TRADING 0 HRS/MTH. 3.INDEPENDANT INSURANCE AGENT 10091 DOGWOOD ST NW MINNEAPOLIS MN 55448 0 HRS/MTH 0 HRS/MTH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-10-17

S63 Uniform Securities Agent State Law Examination

1995-10-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews