Thomas Joseph Zaleski

Employer firm

Thomas Capital Management, LLC CRD 113830

$12.4M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thomas Capital Management, Llc

Scottsdale, AZ • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	1999-11-09

AZ RA
APPROVED

Since 1999-11-09

Branch Locations

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Thomas Capital Management, Llc	Scottsdale	AZ	11/1999	Present

11/1999 → Present

Thomas Capital Management, Llc

Scottsdale, AZ

Previous Registrations

1999-11-09 → 2006-12-31

Thomas Capital Management, Llc
1999-11-09 → 2004-12-31

Thomas Capital Management, Llc

Tuscon, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-01
S63	Uniform Securities Agent State Law Examination	1995-10-23

S65 Uniform Investment Adviser Law Examination

1995-11-01
S63 Uniform Securities Agent State Law Examination

1995-10-23

Other Names

Thomas Joseph Zalesk
Thomas Joseph Sr Zaleski

View on SEC IAPD