Kungyee Thompson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-03-25

NJ RA
APPROVED

Since 2017-03-25

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Paramus	NJ	03/2017	Present
Massachusetts Mutual Life Insurance Company	Paramus	NJ	07/2016	Present

03/2017 → Present

Mml Investors Services, Llc

Paramus, NJ
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Paramus, NJ

Previous Registrations

2006-08-02 → 2017-03-25

Msi Financial Services, Inc.

Roseland, NJ

Short Hills, NJ

Roseland, NJ

Paramus, NJ

Other Businesses

1) Name: KUNGYEE THOMPSON Inv rel: Y Add: 6107 City Place Edgewater, NJ 07020 Nature: Simple Rental Property Position: Owner Start date: 10/2017 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Owner of Rental Condo.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-03-19

S63 Uniform Securities Agent State Law Examination

1996-03-19

Designations

Certified Financial Planner

Other Names

Kung Yee Sung
Kung Yee Thompson
Kungyee Sung

View on SEC IAPD