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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
MN RA APPROVED 2013-11-08
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • MN RA
    APPROVED
    Since 2013-11-08

Branch Locations

3340 Northdale Boulevard Nw Suite 110, Coon Rapids, MN 55448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Coon Rapids MN 01/1999 Present
Raymond James Financial Services Advisory, Inc Coon Rapids MN 10/2002 Present
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Coon Rapids, MN
  • 10/2002 → Present
    Raymond James Financial Services Advisory, Inc
    Coon Rapids, MN
Other Businesses

1.OWNER/PROPRIETOR OF RENTAL OFFICE - COON RAPIDS, MN. STARTED 7/15/2010. 1 HOUR WEEKLY, 1 DURING TRADING HOURS. NOT INVESTMENT RELATED. Name of Business: Anderson Financial Services, Inc Address: Coon Rapids, MN Activity Type: Support Company (Owner) Position/Title: Other Investment Related: No Start Date: 11/13/2013 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Operating company to collect RJ revenues and pay branch expenses 3.WAYNE W. WITTMAN MEMORIAL SCHOLARSHIP FUND:NOT INVESTMENT RELATED:5/2014-PRESENT:COON RAPIDS, MN:OFFICER - CEO:BOARD MEMBER/OFFICER/DIRECTOR:5 HRS/MO:5 HRS DURING TRADING:BOARD MEMBER AND PRESIDENT OF THIS NON-PROFIT SCHOLARSHIP FUND.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-05
S63 Uniform Securities Agent State Law Examination 1995-08-25
  • S66 Uniform Combined State Law Examination
    2013-09-05
  • S63 Uniform Securities Agent State Law Examination
    1995-08-25
Other Names
  • John A Anderson

View on SEC IAPD

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