Denny B Goforth

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Ubs Financial Services Inc.
  Washington, DC

Previous Registrations

• 1999-07-05 → 2002-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Other Businesses

1) Name of Business: Our Lady of Good Counsel High School./ Address: 17301 Old Vic Boulevard OlneyMDUnited States 20832./ Investment Related: No./ Nature; "Section 1. Powers and Duties. The Board shall exercise all the powers of the Corporation, except those reserved to the Members, and manage its affairs. It shall do all these things in a manner consistent with the Mission of the Corporation, the Articles of Incorporation, these Bylaws and the laws of the State of Maryland.The Board is responsible for developing, articulating, and supporting the mission and values of the School. The Board shall evaluate proposals and make decisions consistent with the mission as well as assist management in determining the effectiveness of activities and programs in maintaining and strengthening the Catholic identity of the School.The Board shall participate in the selection, monitoring, supervision, support, and evaluation of the President of the Corporation and shall act to advance the best interests of the Corporation consistent with the School's mission."/ Role: Member of Board of directors./ Duty: "1. Appoint and evaluate the chief administrator. In a chief administrator/principal model, approve/endorse the chief administrator's appointment of the principal. Elect secretary and treasurer of the school board. Promote the understanding and implementation of the mission and philosophy of the school in light of Xaverian sponsorship. Establish programs and policies for the governance of the school in conformity with the school's mission and the requirements of the articles of incorporation and the bylaws. In collaboration with the chief administrator, develop the strategic plan for the school and support its implementation. Approve an annual budget that advances the mission, academic and extracurricular programming, and physical plant and seeks to enhance the long-term viability of the school. Determine in consultation with interested parties (Members, local Church authority, etc.) whether to expand, change or cease school operations. These acts are not dissolution of the corporation. Dissolution of the corporation is an action reserved to the Members."/ Start Date: 9/1/2023./ Hours Devoted: N/A. Name of Business: The Olney Community Baseball Team./ Address; 9801 Washingtonian Boulevard Suite 105 Gaithersburg MD United States 20878./ Investment Related: no./ Nature: All those working with Cropdusters Baseball share passion for the community and baseball, and are each making a concentrated effort to infuse the Olney community into the team's brand and "vibe." The team will host roughly 35 college athletes from all over the nation from June 1st-August 1st each summer, with the help of local host families. The team's goal is to offer a summer baseball experience to delight and entertain the community with more than just baseball, for 20 home games at the developing stadium at their home at the Olney Boys & Girls Club./ Role: Board of Directors./ Duty: "- Advisory role: Input on how to improve operations, fundraising, etc. - Networking with fellow board members and the greater Olney community. - lead a committee - handle the booking of food vendors for meals during and after games - help out with daily operations - fundraising - sharing connections" Start Date: 9/1/2023. Time Required; N.A.

Exams

• S66 Uniform Combined State Law Examination
  1998-12-03

Other Names

• Denny B (Jr) Goforth