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Agoura Hills, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Guard Investments Llc | Agoura Hills | CA | 11/2023 | Present |
| R Squared Financial | Fresno | CA | 03/2012 | 11/2023 |
Thomas Imhof is has had his CA insurance license since 1998, license #0C31335. He operates his insurance business as a sole proprietor from 5470 Luis Drive, Agoura Hills, CA. Thomas Imhof spends approximately 10-15 hours per month devoted to continuing education, investigating insurance needs for clients and the cost to provide for those needs. His insurance business operates outside of Capital Guard Investments and security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-10 |
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