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Inactive

Roger H Saint-Pierre

Northeast Capital Management, Inc.

Fall River, MA

Coral Gables, FL

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Current Employers
Northeast Capital Management, Inc.

2020 Ponce Deleon Blvd Suite 1205B, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-19
RI RA APPROVED 2025-02-19
MA RA APPROVED 1995-08-08
  • FL RA
    APPROVED
    Since 2025-02-19
  • RI RA
    APPROVED
    Since 2025-02-19
  • MA RA
    APPROVED
    Since 1995-08-08

Branch Locations

10 North Main Street Third Floor, Fall River, MA 02720 • United States

2020 Ponce De Leon Blvd Unit 1205 B, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Capital Management, Inc. Fall River MA 09/1999 Present
Rhs Associates Fall River MA 01/1973 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-01
  • S65 Uniform Investment Adviser Law Examination
    1995-08-01
Other Names
  • Roger Saintpierre

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FALL RIVER, MA
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