Van Raphael Neely

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 12/2022
  Cantella & Co., Inc.
  San Francisco, CA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2002 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2002-04-23 → 2023-06-01
  Cantella & Co., Inc.
  Murieta, CA
  Malden, MA
  Malden, MA

Other Businesses

1) VAN NEELY INSURANCE SERVICES, 39693 NICE AVE, MURRIETA CA 92562, United States, 11/2022, Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 0 HR/MO Trading 2) WEST COAST KRAV MAGA, 29975 Technology Drive, Murrieta CA 92563, United States, 10/2019, Coach, Employee, NIR, 4 HR/MO, 4 HR/MO Trading 3) CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HR/MO - 120 HR/MO Trading 4) CANTELLA, Malden MA 02148, United States, 07/14/2025, Agent, DBA Name, INV REL, 0 HR/MO - 0 HR/MO Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-12
• S63 Uniform Securities Agent State Law Examination
  1995-09-13

Other Names

• Van Raphael Neely