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John Bradley Bargmann

The Pacific Center For Financial Services

Danville, CA

CRD 2648467

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Employer firm

The Pacific Center For Financial Services CRD 104557

$961M regulatory AUM 13 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
The Pacific Center For Financial Services

156 Diablo Road Suite 320, Danville, CA 94526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-10
CA RA APPROVED 1999-06-18
  • TX RA
    APPROVED
    Since 2013-09-10
  • CA RA
    APPROVED
    Since 1999-06-18

Branch Locations

156 Diablo Road Suite 320, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 04/2026
The Pacific Center For Financial Services San Ramon CA 12/1997 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2026
Previous Registrations
  • 2023-06-29 → 2026-04-03
    San Ramon, CA
    Pleasant Hill, CA
  • 2002-02-21 → 2023-06-29
    Cetera Wealth Services, Llc
    San Ramon, CA
    San Ramon, CA
    Pleasant Hill, CA
    Pleasant Hill, CA
Other Businesses

1) LIFE, HEALTH, LONG TERM CARE INSURANCE SALES AS COMPONENT OF INVESTMENT/ADVISORY BUSINESS; 2) NAME OF OTHER BUSINESS: MICKI RAINEY SCHOLARSHIP FUND, INVESTMENT RELATED: NO, ADDRESS: MARTINEZ, CA, NATURE OF BUSINESS: SCHOLARSHIP FUND, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 719 GRANDVIEW DR. MARTINEZ CA 94563 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 10/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: DUPLEX RENTAL PROPERTY ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-24
  • S63 Uniform Securities Agent State Law Examination
    1995-08-24
Other Names
  • Brad Bargmann
  • J. Brad Bargmann

View on SEC IAPD

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