Richard Semmes Carlquist

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 12/2020 → 10/2025
  Commonwealth Financial Network
  San Diego, CA
• 10/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  San Diego, CA
• 10/2025 → Present
  Raymond James Financial Services, Inc.
  San Diego, CA

Previous Registrations

• 2020-12-01 → 2025-10-06
  Commonwealth Financial Network
  San Diego, CA
  San Diego, CA
• 1997-07-08 → 2020-12-08
  Cetera Wealth Services, Llc
  San Diego, CA
  San Diego, CA

Other Businesses

(1) Name of Business: Lady Mo Inc DBA Swaddee Thai Restaurant Address: 8998 HAMPE CT, SAN DIEGO, CA, 92129, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/06/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative support (2) Name of Business: The Manning Companies Address: 401 B St Ste 2300, San Diego, CA, 92101-4289, United States Activity Type: Support Company - Non-Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/04/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-14

Designations

• Certified Financial Planner