Best Investors Account Sign in

John Doran

J.P. Morgan Securities LLC

New City, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-08-11
NJ RA APPROVED 2018-01-08
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-08-11
  • NJ RA
    APPROVED
    Since 2018-01-08

Branch Locations

2 New Hempstead Road, New City, NY 10956 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones Bayside NY 05/2017 11/2017
Unemployed Little Neck NY 09/2015 05/2017
J.P. Morgan Securities Llc New City NY 12/2017 Present
Jpmorgan Chase Bank, N.A. New City NY 12/2017 Present
  • 05/2017 → 11/2017
    Edward Jones
    Bayside, NY
  • 09/2015 → 05/2017
    Unemployed
    Little Neck, NY
  • 12/2017 → Present
    J.P. Morgan Securities Llc
    New City, NY
  • 12/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New City, NY
Previous Registrations
  • 2017-05-19 → 2017-11-30
    Edward Jones
    Little Neck, NY
    St Louis, MO
    Little Neck, NY
    Bayside, NY
  • 2012-10-24 → 2015-09-02
    J.P. Morgan Securities Llc
    Tampa, FL
    Little Neck, NY
    Tampa, FL
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-10
S63 Uniform Securities Agent State Law Examination 1996-02-21
  • S65 Uniform Investment Adviser Law Examination
    2001-08-10
  • S63 Uniform Securities Agent State Law Examination
    1996-02-21
Designations
Other Names
  • John B Doran
  • John Burns Doran

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT ADVISERS LLC
LT ADVISORS LLC
EMPIRE STATE WEALTH ADVISORS INC
MAIN STREET ASSET MANAGEMENT LLC

Other Investors

JOHN RANDOLPH MACKENZIE
AJET METALIAJ
Malka Lieblich
SCOTT DAVID JOHNSTON
Laurel D Wilson
DOMINICK JOHN RIOLO
FRANK A RIOLO
LANCE EUGENE MCGINNIS

Other Offices

LPL FINANCIAL LLC · NEW CITY, NY
COMMONWEALTH FINANCIAL NETWORK · New City, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · New City, NY
LPL FINANCIAL LLC · NEW CITY, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW CITY, NY
CETERA INVESTMENT ADVISERS LLC · NEW CITY, NY
J.P. MORGAN SECURITIES LLC · NEW CITY, NY
LT ADVISORS LLC · NEW CITY, NY

More in New City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor