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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-26
MD RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • VA RA
    APPROVED
    Since 2023-10-26
  • MD RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

6720-B Rockledge Dr Suite 440-A, Bethesda, MD 20817 • United States

Great Falls, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 09/2006 06/2022
Bank Of America, N.A. Bethesda MD 02/2014 06/2022
Cetera Wealth Services, Llc El Segundo CA 06/2022 Present
Harvest Wealth Llc Bethesda MD 06/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Agnus Dei Great Falls VA 06/2022 06/2025
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2007 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: HARVEST WEALTH LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2022 POSITION/TITLE/RELATIONSHIP: FOUNDING PARTNER APX NUMBER OF HOURS PER WEEK: 39 APX NUMBER OF HOURS DURING TRADING HOURS: 31.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE AND DELIVER FINANCIAL SOLUTIONS TO CORPORATE EXECS, RETIREES, AND THEIR FAMILIES 3. NAME OF OTHER BUSINESS: THREE LILIES INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY CREATED FOR TAX PURPOSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 2006-03-21
  • S65 Uniform Investment Adviser Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-03-21
Other Names
  • John V Maginnis
  • Vytas Maginnis

View on SEC IAPD

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