Anthony Warren Nye

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-13
TX	RA	APPROVED	2026-02-13

CA RA
APPROVED

Since 2026-02-13
TX RA
APPROVED

Since 2026-02-13

Branch Locations

2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Sacramento	CA	01/2009	02/2026
Morgan Stanley Smith Barney Llc	Folsom	CA	02/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2026	Present

01/2009 → 02/2026

Ubs Financial Services Inc.

Sacramento, CA
02/2026 → Present

Morgan Stanley Smith Barney Llc

Folsom, CA
03/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-01-02 → 2026-02-24

Ubs Financial Services Inc.

Sacramento, CA
2003-07-01 → 2009-01-05

Wells Fargo Clearing Services, Llc

Sacramento, CA

Sacramento, CA
1997-07-08 → 2003-07-01

Prudential Equity Group, Llc

Sacramento, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-25
S63	Uniform Securities Agent State Law Examination	1997-09-15

S65 Uniform Investment Adviser Law Examination

1997-09-25
S63 Uniform Securities Agent State Law Examination

1997-09-15

Designations

Other Names

Anthony Nye
Anthony Warren Nye

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews