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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-01 |
| OH | RA | APPROVED | 2021-05-25 |
| IN | RA | APPROVED | 2021-05-24 |
Branch Locations
707 E Maumee St, Angola, IN 46703 • United States
15651 County Road 8, Lyons, OH 43533 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Lyons | OH | 08/1995 | 05/2021 |
| Avantax Advisory Services | Lyons | OH | 01/1997 | 05/2021 |
| Avantax Insurance Agency, Llc | Lyons | OH | 12/2017 | 05/2021 |
| Avantax Insurance Agency, Llc | Lyons | OH | 07/2018 | 05/2021 |
| Lpl Financial, Llc | Lyons | OH | 05/2021 | Present |
1) 05/24/2021 - Real Estate Rental - Little Bear Acres, Inc. - Investment Related - Start Date 10/2008 - Time Spent 1% - Lyons, OH 2) 05/24/2021 - Notary - Bridget A. Raab - Not Investment Related - Start Date 8/2018 - Time Spent 1% - Lyons, OH 3) 05/24/2021 - Business Entity For Tax/Investment Purposes Only - Village Tax Services, Inc. - Not Investment Related - Start Date 1/1987 - 0 hours per month/ during trading - Lyons, OH 4) 05/24/2021 - DBA for LPL Business (entity for LPL business) - Village Tax & Financial Services, LLC - Investment Related - Start Date 1/2014 - Time Spent 25% - At Reported Business Location(s) 5) 05/24/2021 - Tax Prep/Accounting/CPA - Village Tax & Financial Services, LLC - Investment Related - Start Date 1/2014 - Time Spent 25% - Lyons, OH 6) 05/24/2021 - Non-Variable Insurance - Village Tax & Financial Services, LLC - Investment Related - Start Date 1/2014 - Time Spent 1% - At Reported Business Location(s) 7) 05/24/2021 - Business Entity For Tax/Investment Purposes Only - Town & Country Tax & Financial Services, LLC - Not Investment Related - Start Date 5/2004 - Lyons, OH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-01 |
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