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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED_RES | 2022-01-29 |
Branch Locations
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
1775 Prospector Avenue Suite 200, Park City, UT 84060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | New York | NY | 03/2011 | 03/2021 |
| Ubs Financial Services Inc | Weehawken | NJ | 01/2015 | 03/2021 |
| One Seven Dba Park City Family Office | Park City | UT | 03/2021 | 11/2021 |
| Newedge Securities, Inc. | Stamford | CT | 01/2022 | Present |
| Newedge Wealth, Llc | Stamford | CT | 01/2022 | Present |
1. Symetra Financial...Not investment related...Bellevue, WA....Insurance Agent...Insurance Agent....Insurance Agent...Start 4/29/22...O hour during trading...0 Hours devoted...Agent of record on an existing insurance policy 2.NewEdge Wealth, LLC, an IAR. Sales Assistant for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902. Start Date: 01/18/2022 3.Nationwide Life and Annuity*Yes Invest*Grandview Heights, OH*Vice President Wealth Strategy*Life insurance and long term care commissions*Advisor of record*3/20/2026*1 hr trade/0 non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-14 |
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