Beth Ann Sweeney

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 04/2017
  Wells Fargo
  Boston, MA
• 04/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Boston, MA
• 04/2017 → 04/2026
  Steward Partners Investment Advisory, Llc
  Rockland, MA
• 04/2017 → 04/2026
  Steward Partners Global Advisory, Llc
  Rockland, MA
• 05/2022 → 04/2026
  Steward Partners Investment Solutions, Llc
  Rockland, MA
• 04/2026 → Present
  Raymond James Financial Services, Inc.
  Woburn, MA
• 04/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Woburn, MA

Previous Registrations

• 2017-05-15 → 2026-04-17
  Steward Partners Investment Advisory, Llc
  Rockland, MA
  Boston, MA
  Stamford, CT
• 2003-07-01 → 2017-04-28
  Wells Fargo Clearing Services, Llc
  Boston, MA
  Boston, MA
• 1999-07-21 → 2003-07-01
  Prudential Equity Group, Llc
  Boston, MA

Other Businesses

(1) Name of Business: AS Air LLC Address: 10880 744 Rd, Loomis, NE, 68958, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/23/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner\n (2) Name of Business: My Property Solver Address: One Belmont Rd, West Harwich, MA, 02671, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of land/building redevelopment\n (3) Name of Business: One Belmont Place LLC Address: One Belmont Rd, West Harwich, MA, 02671, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: oversee \n (4) Name of Business: Sweeney Wealth Management Group Address: 100 Tradecenter Ste G-700, Woburn , MA, 01801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/27/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: What is your role in relation to this activity? Owner\n\nFinancial Advisor\n

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-13
• S63 Uniform Securities Agent State Law Examination
  1996-06-03

Other Names

• Beth Ann Rosenberg
• Beth Ann Rosenberg-King
• Beth Ann Rosenberg-King
• Beth Ann Rosenberg