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Lewis Asset Management CRD 143409
$387M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-12-20 |
| NJ | RA | APPROVED | 2018-08-03 |
| PA | RA | APPROVED | 2017-06-10 |
Branch Locations
9 N. Main Street, Pittston, PA 18640 • United States
985 Moraga Rd. Suite 207, Lafayette, CA 94549 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Pittston | PA | 09/2010 | 06/2017 |
| Lewis Asset Management, Llc | Lafayette | CA | 06/2017 | Present |
JOSEPH J JOYCE ASSOCIATES; NOT INVESTMENT RELATED; 9 NORTH MAIN STREET PITTSTON, PA 18640; INSURANCE AGENT; 08/01/2010 40 HRS; 40 SEC/HRS; DUTIES - I SELL INDIVIDUAL LIFE INSURANCE, HEALTH INSURANCE AND GROUP INSURANCE BENEFITS. I ASSIST IN HELPING OUR CLIENTS UNDERSTAND THEIR POLICIES AND WHAT IS THE BEST FIT FOR THEM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-14 |
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