Franklin R Smith

Current Employers

Employment History

• 10/2005 → 11/2018
  Lpl Financial Llc
  Fort Mill, SC
• 11/2018 → 01/2021
  Cuna Brokerage Services
  Waverly, IA
• 11/2018 → 01/2021
  Cuna Mutual Group
  Waverly, IA
• 01/2021 → Present
  Private Advisor Group, Llc
  Clover, SC
• 01/2021 → Present
  Lpl Financial, Llc
  Clover, SC

Previous Registrations

• 2018-11-20 → 2021-02-01
  Cuna Brokerage Services, Inc.
  Clover, SC
  Waverly, IA
  Madison, WI
• 2015-03-03 → 2018-11-06
  Lpl Financial Llc
  Fort Mill, SC

Other Businesses

1. 2/9/2021 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Admin. - Started 01/25/2021 - 160 Hours Per Month - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-02

Other Names

• Frank Smith
• Frank Smith
• Franklin R Smith