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Terry De La Mesa Nilsen

Charles Schwab & Co., Inc.

Stockton, CA

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-22
  • CA RA
    APPROVED
    Since 2023-08-22

Branch Locations

3101 W. March Lane Suite A, Stockton, CA 95219-2303 • United States

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Francisco CA 06/2009 02/2020
Morgan Stanley Private Bank, N.A. New York NY 01/2015 02/2020
E*Trade Securities Llc Roseville CA 02/2020 02/2020
E*Trade Capital Management Llc Roseville CA 02/2020 07/2023
Morgan Stanley Roseville CA 07/1995 02/2020
Charles Schwab & Co., Inc. Stockton CA 07/2023 Present
Charles Schwab Bank, Ssb Stockton CA 07/2023 Present
  • 06/2009 → 02/2020
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 01/2015 → 02/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2020 → 02/2020
    E*Trade Securities Llc
    Roseville, CA
  • 02/2020 → 07/2023
    E*Trade Capital Management Llc
    Roseville, CA
  • 07/1995 → 02/2020
    Morgan Stanley
    Roseville, CA
  • 07/2023 → Present
    Charles Schwab & Co., Inc.
    Stockton, CA
  • 07/2023 → Present
    Charles Schwab Bank, Ssb
    Stockton, CA
Previous Registrations
  • 2020-02-19 → 2023-07-31
    Harrisdirect Llc
    Arlington, VA
    Roseville, CA
    Roseville, CA
  • 2009-06-01 → 2020-02-07
    Morgan Stanley
    San Francisco, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Francisco, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Francisco, CA
    San Francisc, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-01
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S66 Uniform Combined State Law Examination
    2020-05-01
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Other Names
  • Terry Nilsen
  • Terry D Nilsen
  • Terry D Nilsen
  • Terry A Nilsen

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · STOCKTON, CA
AMERIPRISE FINANCIAL SERVICES, LLC · STOCKTON, CA
OSAIC WEALTH, INC. · STOCKTON, CA
LPL FINANCIAL LLC · STOCKTON, CA
PNC WEALTH MANAGEMENT LLC · STOCKTON, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · STOCKTON, CA
FINDEC WEALTH SERVICES, INC. · STOCKTON, CA
LPL FINANCIAL LLC · STOCKTON, CA

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