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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2013-05-13
  • AR RA
    APPROVED
    Since 2013-05-13

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc Little Rock AR 04/2013 Present
Bank Of America, N.A. Little Rock AR 04/2013 Present
  • 04/2013 → Present
    Merrill Lynch Pierce Fenner & Smith Inc
    Little Rock, AR
  • 04/2013 → Present
    Bank Of America, N.A.
    Little Rock, AR
Previous Registrations
  • 2009-04-08 → 2013-04-15
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2006-11-01 → 2009-03-11
    Stanford Group Company
    Little Rock, AR
  • 2004-11-04 → 2006-11-10
    Stillpoint Wealth Management, Llc
    Atlanta, GA
    Little Rock, AR
  • 1996-09-26 → 2004-10-26
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-22
S63 Uniform Securities Agent State Law Examination 1995-09-28
  • S65 Uniform Investment Adviser Law Examination
    1996-02-22
  • S63 Uniform Securities Agent State Law Examination
    1995-09-28
Other Names
  • Matthew L Mcdaniel
  • Matthew Lee Mcdaniel

View on SEC IAPD

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