James Theocharis Dimos

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Manchester, NH
• 07/2016 → 09/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Manchester, NH
• 10/2017 → Present
  Lpl Financial, Llc
  Newmarket, NH
• 10/2017 → 02/2020
  Northeast Planning Associates, Inc.
  Bedford, NH
• 02/2020 → Present
  Advisory Resource Group, Llc
  Newmarket, NH

Previous Registrations

• 2017-10-16 → 2020-02-18
  Northeast Planning Associates, Inc.
  Bedford, NH
• 2015-03-16 → 2018-01-25
  Mariner
  Manchester, NH
  Overland Park,, KS
• 2017-03-25 → 2017-10-10
  Mml Investors Services, Llc
  Bedford, NH
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Manchester, NH
• 2007-02-26 → 2015-01-02
  New England Securities
  Manchester, NH

Other Businesses

1) 09/19/2017 - James Dimos - Non-Variable Insurance - sells: fixed life, liability, LTC - inv rel - at reported business location(s) - start: 05/2005 - 10 hrs/month 2) 09/19/2017 - Harry J Dimos & Associates, LLC - Non-Variable Insurance - sells: health - start: 05/2005 - 1 hr/month 3) 10/3/2019 - Advisory Resource Group - Investment Related - At Reported Business Location(s) - Other-Administrative Support - Receptionist - Started 09/05/2019 - 50 Hours Per Month/42 Hours During Securities Trading - Clerical duties and administrative/back office support. 4) 2/19/2020 - Advisory Resource Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 02/15/2020 - 120 Hours Per Month During Securities Trading - Time Spent 75% - I provide financial planning and consulting services through Advisory Resource Group, LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5) 2/20/2020 - Advisory Resource Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2020 - 120 Hours Per Month During Securities Trading. 6) 02/04/2026 - DIMOS LTC - Non-Variable Insurance - LTC Specialist - Investment Related - At Reported Business Location(s) - Start Date 12/01/2021 - 20 hours per month/ 15 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-09
• S63 Uniform Securities Agent State Law Examination
  2005-12-28

Designations

Other Names

• James Dimos