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Legacy Wealth Management, LLC CRD 304659
$459M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
300 Concourse Blvd, Suite 102, Ridgeland, MS 39157 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-27 |
| MS | RA | APPROVED | 2024-08-13 |
| TX | RA | APPROVED | 2024-08-13 |
Branch Locations
300 Concourse Blvd, Suite 102, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jackson | MS | 03/2015 | 08/2024 |
| Legacy Wealth Management, Llc | Ridgeland | MS | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-10 |
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