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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-03-02
TX RA APPROVED_RES 2022-03-01
  • OK RA
    APPROVED
    Since 2022-03-02
  • TX RA
    APPROVED_RES
    Since 2022-03-01

Branch Locations

1703 Main Street, Woodward,, OK 73801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stock Exchange Bank Woodward OK 02/2000 02/2022
Investment Centers Of America Woodward OK 09/2011 03/2022
Lpl Financial Llc Woodward OK 11/2017 02/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2022 Present
  • 02/2000 → 02/2022
    Stock Exchange Bank
    Woodward, OK
  • 09/2011 → 03/2022
    Investment Centers Of America
    Woodward, OK
  • 11/2017 → 02/2022
    Woodward, OK
  • 03/2022 → Present
    Fairfield, IA
  • 03/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-11-29 → 2022-04-01
    Woodward, OK
  • 2011-09-06 → 2017-11-29
    Investment Centers Of America, Inc.
    Woodward, OK
    Bismarck, ND
  • 2007-09-06 → 2011-09-08
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Woodward, OK
    Woodward, OK
    Woodward, OK
    Woodward, OK
    Woodward, OK
  • 2000-04-25 → 2007-09-04
    Cetera Investment Services Llc
    Woodward, OK
    Woodward, OK
    Woodward, OK
Other Businesses

1) COVALT ENTERPRISES LLC DBA COVALT TERMITE CONTROL, 115 E MAPLE AVE, WOODWARD, OK, 10/2010, MEMBER, PEST CONTROL, NIR, 10 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2022, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 3) GREG COVALT FINANCIAL SERVICES, 1703 MAIN STREET, WOODWARD, OK, 03/2022, OWNER, DBA, INV REL, 180 HR/MO, 130 HR/MO TRADING. 4) GREG COVALT FINANCIAL SERVICES, 1703 MAIN STREET, WOODWARD, OK, 01/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 5) 1703 MAIN, LLC, 1703 Main Street, Woodward OK 73801, United States, 01/24/2022, Member of the LLC, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING. 6) FRONTIER FINANCIAL ADVISORS, 1703 Main Street, Woodward OK 73801, 08/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 7) FRONTIER FINANCIAL ADVISORS, LLC, 1703 Main Street, Woodward OK 73801, 08/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-16
S63 Uniform Securities Agent State Law Examination 1995-09-18
  • S65 Uniform Investment Adviser Law Examination
    1998-10-16
  • S63 Uniform Securities Agent State Law Examination
    1995-09-18
Designations
Other Names
  • Greg Covalt

View on SEC IAPD

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