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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-03-02 |
| TX | RA | APPROVED_RES | 2022-03-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stock Exchange Bank | Woodward | OK | 02/2000 | 02/2022 |
| Investment Centers Of America | Woodward | OK | 09/2011 | 03/2022 |
| Lpl Financial Llc | Woodward | OK | 11/2017 | 02/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | Present |
1) COVALT ENTERPRISES LLC DBA COVALT TERMITE CONTROL, 115 E MAPLE AVE, WOODWARD, OK, 10/2010, MEMBER, PEST CONTROL, NIR, 10 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2022, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 3) GREG COVALT FINANCIAL SERVICES, 1703 MAIN STREET, WOODWARD, OK, 03/2022, OWNER, DBA, INV REL, 180 HR/MO, 130 HR/MO TRADING. 4) GREG COVALT FINANCIAL SERVICES, 1703 MAIN STREET, WOODWARD, OK, 01/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 5) 1703 MAIN, LLC, 1703 Main Street, Woodward OK 73801, United States, 01/24/2022, Member of the LLC, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING. 6) FRONTIER FINANCIAL ADVISORS, 1703 Main Street, Woodward OK 73801, 08/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 7) FRONTIER FINANCIAL ADVISORS, LLC, 1703 Main Street, Woodward OK 73801, 08/2025, Owner, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-18 |
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