David Paul Andersen

Employer firm

Trek Financial CRD 109376

$2.82B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Trek Financial
  Scottsdale, AZ
• 02/2016 → 05/2019
  World Equity Group
  Arlington Heights, IL
• 05/2019 → 06/2020
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2005-05-06 → 2016-02-10
  Equitable Advisors, Llc
  West Haven, UT
  Clearfield, UT
  Salt Lake City, UT
  Clearfield, UT
• 2016-02-02 → 2016-02-09
  World Equity Group, Inc.
  Sandy, UT
  Salt Lake City, UT
  Schaumburg, IL
• 1997-06-04 → 2005-05-10
  Waddell & Reed
  Ogden, UT

Other Businesses

Pecan Farm. Not investment related. County road 434, Proctor TX. Farm. Owner. Start 2/2014. 5 hours per month, none during trading. Owner/Operator. Trek Financial Group. Not Investment Related. 7440 South Creek Road, Suite #444, Sandy UT 84093. Insurance. Rep. Start 11/2012. 10 hours per month, 1 during trading. Find insurance products for clients. Lake Proctor Water Authority, Board member, not investment related, Lake Proctor, UT, Start 01/2024, 1 hour per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-24
• S63 Uniform Securities Agent State Law Examination
  1995-08-03